Linedata Compliance

Leading Pre- and Post-trade Compliance

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Robust, Configurable, Intuitive Compliance Solution

Linedata Compliance incorporates your existing complex business requirements, intuitive rule-building tools and the workflows of compliance officers at asset managers, fund administrators and custodians into a single, robust compliance solution. Internal user controls are managed with profile-based rights allowing segregation of tasks and funds from administrator to read-only review to fit all roles in organizational structure. We deliver real-time, comprehensive pre- and post-trade monitoring of investment restrictions including firm wide, fund specific mandates and regulatory constraints, while meeting the most stringent audit trail and reporting requirements.

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Benefit highlights

Leading functionality

As-Of Compliance
Rule Creation and Management
Real Time monitoring
Customizable breach management workflows manage compliance issues from creation to resolution tracking
Look-through capabilities on funds and derivatives

AMP platform value

Flexible reporting
Drag and drop report designer
Report scheduler
Maker/Checker Four Eyes
Comprehensive, electronic audit trails

Future-proofing your investment compliance program.

New regulations and investor demands are forcing a reassessment of approach, vendor partners and technology.

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Rule the rules for the results you need

Reduce operational risk

Provides real-time pre- and post-trade investment compliance monitoring, incident tracking and breach management, helping you save time and money while reducing operational risk.

Manage complexity, integrate easily

Monitors compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions.

Real-time and as-of compliance with intuitive rule builder

Run real-time or As-Of compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions.