Reduce Operational Risk
Provides real-time pre- and post-trade investment compliance monitoring, incident tracking and breach management, helping you save time and money while reducing operational risk
Manage Complexity, Integrate Easily
Monitors compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions
Real-time and As-of Compliance with Intuitive Rule Builder
Run real-time or As-Of compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions
Flexible and Scalable
ASP, deployed or hosted solution can work as a stand-alone or seamlessly integrate with Linedata’s front-, middle- and back-office solutions. Fit for firm sizes across the spectrum
Linedata Compliance incorporates your existing complex business requirements, intuitive rule-building tools and the workflows of compliance officers at asset managers, fund administrators and custodians into a single, robust compliance solution. Internal user controls are managed with profile-based rights allowing segregation of tasks and funds from administrator to read-only review to fit all roles in organizational structure. We deliver real-time, comprehensive pre- and post-trade monitoring of investment restrictions including firm wide, fund specific mandates and regulatory constraints, while meeting the most stringent audit trail and reporting requirements.
Rule Creation and Management
Real Time monitoring
Customizable breach management workflows manage compliance issues from creation to resolution tracking
Look-through capabilities on funds and derivatives
Drag and drop report designer
Maker/Checker Four Eyes
Comprehensive, electronic audit trails
Noise in an automated portfolio compliance system is not just distracting but downright wasteful and can pose a financial risk to your firm.
Reflections on the future of Reconciliation, Compliance and Oversight systems in Asset Management
Post trade compliance for Custodians, TPAs and Investment Managers.
Linedata Compliance is a global, enterprise wide compliance monitoring and breach management solution that provides advanced pre-trade and post-trade compliance checks.
Compliance Preparedness Checklist
You wish to access a document relating to the tender offer on the securities issued by Linedata Services (the “Offer”).
The Offer is being made exclusively in France. The documents and information relating to the Offer are to be circulated only in France, and not in any other country.
Generally, the distribution of any document relating to the Offer and participation in the Offer may be subject to legal restrictions outside France.
You shall not transfer, transmit or display the information or documents relating to the Offer to anyone else. Any person in possession of any document relating to the Offer must comply with the legal restrictions applicable in their country. Non-compliance with the legal restrictions may constitute a breach of the laws and regulations applicable to stock exchange transactions in one of these countries. Linedata Services excludes all liability in the event of any breach of the applicable legal restrictions by any person.
It is your responsibility to ensure that you comply with all applicable laws and regulations. If you have any doubt as to whether you are in compliance, we recommend that you do not continue to try to access this page of our website.
Consequently, for the reasons set out above, we are required to limit access to the pages of our website which are dedicated to the distribution of documents and information relating to the Offer.
By clicking on the lien hereunder, you agree that you confirm that the following statements are accurate:
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