Skip to main content

Linedata Compliance

Leading Pre- and Post-trade Compliance

Rule the rules for the results you need

Reduce Operational Risk

Provides real-time pre- and post-trade investment compliance monitoring, incident tracking and breach management, helping you save time and money while reducing operational risk

Manage Complexity, Integrate Easily

Monitors compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions

Real-time and As-of Compliance with Intuitive Rule Builder

Run real-time or As-Of compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions

Flexible and Scalable

ASP, deployed or hosted solution can work as a stand-alone or seamlessly integrate with Linedata’s front-, middle- and back-office solutions. Fit for firm sizes across the spectrum

Robust, Configurable, Intuitive Compliance Solution

Logo wsl

Linedata Compliance incorporates your existing complex business requirements, intuitive rule-building tools and the workflows of compliance officers at asset managers, fund administrators and custodians into a single, robust compliance solution. Internal user controls are managed with profile-based rights allowing segregation of tasks and funds from administrator to read-only review to fit all roles in organizational structure. We deliver real-time, comprehensive pre- and post-trade monitoring of investment restrictions including firm wide, fund specific mandates and regulatory constraints, while meeting the most stringent audit trail and reporting requirements.



Industry leading functionality

  • As-Of Compliance

  • Rule Creation and Management

  • Real Time monitoring

  • Customizable breach management workflows manage compliance issues from creation to resolution tracking

  • Look-through capabilities on funds and derivatives

Value add

  • Flexible reporting

  • Drag and drop report designer

  • Report scheduler

  • Maker/Checker Four Eyes

  • Comprehensive, electronic audit trails


Don't let noise ruin your compliance day
Don't let the noise ruin your compliance day

Noise in an automated portfolio compliance system is not just distracting but downright wasteful and can pose a financial risk to your firm.

time to recover
It's time to RECOVER

Reflections on the future of Reconciliation, Compliance and Oversight systems in Asset Management

Linedata Compliance Solution
Linedata Compliance Solution

Post trade compliance for Custodians, TPAs and Investment Managers.

Case Studiy - Linedata Compliance Solution
Case Study
Linedata Compliance Solution

Linedata Compliance is a global, enterprise wide compliance monitoring and breach management solution that provides advanced pre-trade and post-trade compliance checks.

Your Future BCP
Your Future BCP

Compliance Preparedness Checklist

Our experts

Justin Ryder

Justin Ryder

North America


Pre-sales Manager, Linedata Asset Management & Servicing, North America

Ciaran Whooley

Ciaran Whooley


Head of client services, EMEA at Linedata Fund Services