Pre- and Post-Trade Investment Compliance Software

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Linedata Compliance. Solve regulatory and portfolio compliance challenges with our intuitive, flexible solution.

Linedata Compliance is a fully automated, highly scalable investment compliance software solution trusted by over 70 firms worldwide to address their most challenging asset management regulatory compliance and investor reporting needs.

Our award-winning investment compliance software puts robust and flexible compliance for the future at your fingertips today:

Manage complexity and easily integrate with existing workflows
Reduce operational risk with real-time monitoring, tracking, and breach management
Run real-time “as of” compliance with intuitive rule builder
Deploy flexibly as an ASP or hosted solution scaled for your firm’s specific needs

Linedata Compliance incorporates the existing complex business requirements, rule-building tools, and the workflows of compliance officers at asset managers, fund administrators and custodians into a single, robust investment compliance solution.

Configurable compliance technology is unmatched in the market, with innovation delivered through ESG data insights, combined with expert service to enhance every operational model.

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How your business benefits

Market leading portfolio compliance functionality

As-of compliance
Comprehensive rule creation and management
Real-time monitoring
Customizable breach management workflows manage issues from creation to resolution tracking
Look-through capabilities on funds and derivatives

Enhanced capabilities and tools at your fingertips

Flexible reporting for AIFMD, UCITS, disclosure, mandate review, and more
Drag and drop report designer
Report scheduler
Rapid rules review and 4-eyes approval with ‘Maker/Checker’ workflow
Comprehensive, electronic audit trails

Prompt
breach analysis
and
resolution

Exception management module
Exposure-based monitoring and alerting
Tailored dashboards with
Automatic breach communication via email alerts per user type and breach severity

Future-proof your investment compliance program.

New asset management regulatory compliance and investor demands are forcing a reassessment of approach, vendor partners, and technology.

Discover the whitepaper

Linedata has been a terrific technology partner over the years. We have been able to increase our processing efficiency and scale our business, both in terms of volume and complexity with Linedata Compliance.

Director of IT
Wealth Manager $15B AUM

Top issues in investment compliance today and ways to position your
firm’s program for the future (7 minutes)

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Why choose Linedata investment compliance software?

Reduce operational risk

Provides real-time pre- and post-trade investment compliance monitoring, incident tracking, and breach management, helping you save time and money while reducing operational risk.

Manage complexity, integrate easily

Monitors investment compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions.

Real-time and as-of compliance with intuitive rule builder

Run real-time or ‘as-of’ compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions.