Linedata Compliance
Leading Pre- and Post-trade Compliance
Rule the rules for the results you need
Reduce Operational Risk
Reduce Operational Risk
Provides real-time pre- and post-trade investment compliance monitoring, incident tracking and breach management, helping you save time and money while reducing operational risk
Manage Complexity, Integrate Easily
Manage Complexity, Integrate Easily
Monitors compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions
Real-time and As-of Compliance with Intuitive Rule Builder
Real-time and As-of Compliance with Intuitive Rule Builder
Run real-time or As-Of compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions
Flexible and Scalable
Flexible and Scalable
ASP, deployed or hosted solution can work as a stand-alone or seamlessly integrate with Linedata’s front-, middle- and back-office solutions. Fit for firm sizes across the spectrum
Robust, Configurable, Intuitive Compliance Solution
Linedata Compliance incorporates your existing complex business requirements, intuitive rule-building tools and the workflows of compliance officers at asset managers, fund administrators and custodians into a single, robust compliance solution. Internal user controls are managed with profile-based rights allowing segregation of tasks and funds from administrator to read-only review to fit all roles in organizational structure. We deliver real-time, comprehensive pre- and post-trade monitoring of investment restrictions including firm wide, fund specific mandates and regulatory constraints, while meeting the most stringent audit trail and reporting requirements.
Industry leading functionality
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As-Of Compliance
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Rule Creation and Management
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Real Time monitoring
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Customizable breach management workflows manage compliance issues from creation to resolution tracking
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Look-through capabilities on funds and derivatives
Value add
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Flexible reporting
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Drag and drop report designer
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Report scheduler
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Maker/Checker Four Eyes
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Comprehensive, electronic audit trails
Your platform for adaptable growth
Landscape mode
Software
Data
Services
Insights
Blog
Don't let the noise ruin your compliance day
Don't let the noise ruin your compliance day
Noise in an automated portfolio compliance system is not just distracting but downright wasteful and can pose a financial risk to your firm.
Blog
It's time to RECOVER
It's time to RECOVER
Reflections on the future of Reconciliation, Compliance and Oversight systems in Asset Management
Factsheet
Linedata Compliance Solution
Linedata Compliance Solution
Post trade compliance for Custodians, TPAs and Investment Managers.
Case Study
Linedata Compliance Solution
Linedata Compliance Solution
Linedata Compliance is a global, enterprise wide compliance monitoring and breach management solution that provides advanced pre-trade and post-trade compliance checks.
Our experts
Justin Ryder
North America
Pre-sales Manager, Linedata Asset Management & Servicing, North America
Ciaran Whooley
Europe
Head of client services, EMEA at Linedata Fund Services
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