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Linedata Compliance

Leading Pre- and Post-trade Compliance
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Benefit highlights

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Leading functionality

  • As-Of Compliance
  • Rule Creation and Management
  • Real Time monitoring
  • Customizable breach management workflows manage compliance issues from creation to resolution tracking
  • Look-through capabilities on funds and derivatives
Grow business

AMP platform value

  • Flexible reporting
  • Drag and drop report designer
  • Report scheduler
  • Maker/Checker Four Eyes
  • Comprehensive, electronic audit trails

Future-proofing your investment compliance program.

 

New regulations and investor demands are forcing a reassessment of approach, vendor partners and technology.

 

Rule the rules for the results you need

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Reduce operational risk

Provides real-time pre- and post-trade investment compliance monitoring, incident tracking and breach management, helping you save time and money while reducing operational risk.

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Manage complexity, integrate easily

Monitors compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions.

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Real-time and as-of compliance with intuitive rule builder

Run real-time or As-Of compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions.

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Flexible and scalable

ASP, deployed or hosted solution can work as a stand-alone or seamlessly integrate with Linedata’s front-, middle- and back-office solutions. Fit for firm sizes across the spectrum.

Risk_Icon

Reduce operational risk

Provides real-time pre- and post-trade investment compliance monitoring, incident tracking and breach management, helping you save time and money while reducing operational risk.

Checkfile_Icon.svg

Manage complexity, integrate easily

Monitors compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions.

Setting tools_Icon

Real-time and as-of compliance with intuitive rule builder

Run real-time or As-Of compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions.

check_Icon

Flexible and scalable

ASP, deployed or hosted solution can work as a stand-alone or seamlessly integrate with Linedata’s front-, middle- and back-office solutions. Fit for firm sizes across the spectrum.

Factsheet
Compliance for
Investment & Wealth Managers

Easily manage portfolio and regulatory compliance.
 

Download

Factsheet
Compliance for
Custodians & TPAs

Post trade compliance for Custodians & TPAs.
 

Download

Checklist
Your future
BCP

Your future BCP: Compliance preparedness checklist.
 

Download

Insights

Reimagine your operations, transform the way you do business.