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Pre- and Post-Trade Investment Compliance Software

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How your business benefits

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Market leading portfolio compliance functionality

  • As-of compliance
  • Comprehensive rule creation and management
  • Real-time monitoring
  • Customizable breach management workflows manage issues from creation to resolution tracking
  • Look-through capabilities on funds and derivatives
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Enhanced capabilities and tools at your fingertips

  • Flexible reporting for AIFMD, UCITS, disclosure, mandate review, and more
  • Drag and drop report designer
  • Report scheduler
  • Rapid rules review and 4-eyes approval with ‘Maker/Checker’ workflow
  • Comprehensive, electronic audit trails
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Prompt
breach analysis
and
resolution

  • Exception management module
  • Exposure-based monitoring and alerting
  • Tailored dashboards with
  • Automatic breach communication via email alerts per user type and breach severity

Future-proof your investment compliance program.

 

New asset management regulatory compliance and investor demands are forcing a reassessment of approach, vendor partners, and technology.

 

Linedata has been a terrific technology partner over the years. We have been able to increase our processing efficiency and scale our business, both in terms of volume and complexity with Linedata Compliance.

Director of IT
  Wealth Manager $15B AUM

Why choose Linedata investment compliance software?

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Reduce operational risk

Provides real-time pre- and post-trade investment compliance monitoring, incident tracking, and breach management, helping you save time and money while reducing operational risk.

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Manage complexity, integrate easily

Monitors investment compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions.

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Real-time and as-of compliance with intuitive rule builder

Run real-time or ‘as-of’ compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions.

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Flexible and scalable

ASP, deployed, or hosted solution can work as a stand-alone or seamlessly integrate with Linedata’s front-, middle- and back-office solutions. Fit for firm sizes across the spectrum.

Risk_Icon

Reduce operational risk

Provides real-time pre- and post-trade investment compliance monitoring, incident tracking, and breach management, helping you save time and money while reducing operational risk.

Checkfile_Icon.svg

Manage complexity, integrate easily

Monitors investment compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions.

Setting tools_Icon

Real-time and as-of compliance with intuitive rule builder

Run real-time or ‘as-of’ compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions.

check_Icon

Flexible and scalable

ASP, deployed, or hosted solution can work as a stand-alone or seamlessly integrate with Linedata’s front-, middle- and back-office solutions. Fit for firm sizes across the spectrum.

Factsheet
Compliance for
Investment & Wealth Managers

Easily manage portfolio and regulatory compliance.
 

Download

Factsheet
Compliance for
Custodians & TPAs

Post trade compliance for Custodians & TPAs.
 

Download

Checklist
Your future
BCP

Your future BCP: Compliance preparedness checklist.
 

Download

Insights

Reimagine your investment compliance operations.