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Linedata Compliance

Leading Pre- and Post-trade Compliance
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Linedata, supporting client growth in the investment management and credit industries
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Rule the rules for the results you need

Reduce Operational Risk

Provides real-time pre- and post-trade investment compliance monitoring, incident tracking and breach management, helping you save time and money while reducing operational risk

Manage Complexity, Integrate Easily

Monitors compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions

Real-time and As-of Compliance with Intuitive Rule Builder

Run real-time or As-Of compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions

Flexible and Scalable

ASP, deployed or hosted solution can work as a stand-alone or seamlessly integrate with Linedata’s front-, middle- and back-office solutions. Fit for firm sizes across the spectrum

Robust, Configurable, Intuitive Compliance Solution

best compliance solution

Linedata Compliance incorporates your existing complex business requirements, intuitive rule-building tools and the workflows of compliance officers at asset managers, fund administrators and custodians into a single, robust compliance solution. Internal user controls are managed with profile-based rights allowing segregation of tasks and funds from administrator to read-only review to fit all roles in organizational structure. We deliver real-time, comprehensive pre- and post-trade monitoring of investment restrictions including firm wide, fund specific mandates and regulatory constraints, while meeting the most stringent audit trail and reporting requirements.

Industry leading functionality

  • As-Of Compliance
  • Rule Creation and Management
  • Real Time monitoring
  • Customizable breach management workflows manage compliance issues from creation to resolution tracking
  • Look-through capabilities on funds and derivatives

Value add

  • Flexible reporting
  • Drag and drop report designer
  • Report scheduler
  • Maker/Checker Four Eyes
  • Comprehensive, electronic audit trails

Asset Management Platform

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    Portfolio Decision Support
    Portfolio Management
    Order Management
    Trading and Execution Management
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      Middle Office Oversight
      Risk Management