The new FMCC regulation took effect on 17 November 2018 and stakes are high for fund managers when it comes to ensuring proper risk management.
To address the many remaining questions, Linedata QRMO's Mike Langton recently joined an expert panel hosted by ACA Compiance Group: SFC’s Fund Manager Code of Conduct: Navigating the challenges.
Key highlights from the webcast:
- Pertinent challenges as the regulation looms closer
- Critical priorities to achieve and processes to put in place before implementation day
- Pitfalls for firms to watch out for
- Key considerations for firms preparing for FMCC impact day
View the on-demand webcast here
Linedata QRMO has been providing award winning software and services to solve the complex regulatory and operational challenges of firms in Hong Kong such as yours for over a decade.
If you have questions about SFC FMCC readiness, we have an experienced team ready to help.
Lineata QRMO can support your business to successfully address this month's SFC FMCC updates by helping you to:
- Identify Risk
- Measure Position and Portfolio Risk
- Monitor Risk
- Report Risk