Compliance

Linedata compliance

For alternative investment managers the landscape is changing. Regulation is on the horizon, more institutional investors are active in the sector and they are demanding greater transparency and improved risk monitoring. At the same time the rise of other investment vehicles such as UCITS mean that the alternative investment market has a greater requirement for robust pre- and post-trade compliance than ever before.

Used by some of the world’s largest hedge funds and asset managers, Linedata Compliance delivers comprehensive, fast, integrated compliance monitoring across all assets, markets and locations.  Our platform filters through massive amounts of data to get you the information you need, where and when you need it.

a global, enterprise-wide compliance monitoring and breach management solution

Linedata Compliance is a global, enterprise-wide compliance monitoring and breach management solution that focuses on simplifying the complex business requirements and workflows of portfolio managers, traders and compliance officers.  The robust, real-time system offers advanced pre- and post-trade compliance checking, comprehensive monitoring and flexible reporting capabilities across all markets, regulatory agencies and asset types.

Linedata Compliance also provides comprehensive monitoring of investment restrictions including client, firm, prospectus and regulatory mandates, and meets the most stringent audit trail requirements.
Deployed at some of the world’s largest global hedge funds, institutions and custodians, Linedata Compliance has been designed with flexibility and ease of use in mind. It has an extensive rule library, flexible rule building tools designed to provide non-technical business users the ability to create and maintain their own restrictions and a comprehensive reporting facility.

Linedata Compliance is fully integrated with Linedata Longview, Linedata Beauchamp and Linedata Mfact.

Core functionality

Linedata Compliance offers robust, real-time compliance monitoring and flexible reporting capabilities across all markets, regulatory agencies and asset types. It also provides comprehensive monitoring of investment restrictions, and meets the most stringent audit trail requirements.

Linedata Compliance also includes:

  • Extensive rule library spanning common firm-wide, regulatory, prospectus, and client directed restrictions;
  • Comprehensive reporting facility featuring dashboard views including trend analysis
  • Drag and drop report designer
  • Report scheduler
  • Customizable breach management workflows manage compliance issues from creation to resolution tracking,
  • Comprehensive, electronic audit trails
  • Look-through capabilities on funds and derivatives