Compliance as a Service

Timely report generation and access to historical reports is vital to the growing investor emphasis on compliance rule adherence. Organized investment guidelines and well-defined processes are critical to efficient compliance monitoring operations.

Simplifying compliance and lowering risk

Linedata experts help firms take advantage of streamlining workflows, reducing risk and improving performance through our Compliance as a Service offering. This service provides a low up-front cost, hosted solution for firms to obtain rule writing services and/or timely post-trade compliance reporting on their portfolios.

Drastically reduce your resource commitments and access sophisticated compliance functionality including investment restrictions and risk monitoring. Faster implementation and outsourced compliance expertise immediately and dramatically lowers your risk.

A solution that is cost-effective for large and small asset managers alike, the various Compliance as a Service offerings deliver:

  • Compliance with local regulatory requirements and client mandates
  • A library of standard reports for post-trade compliance checks
  • Rule creation and on-boarding services
  • Initial investment guideline and rule logic review