Optimize Account Management under the DoL Fiduciary Rule


Capitalize on DoL Fiduciary Rule to optimize portfolio management and increase efficiencies with Linedata’s modular platform solutions

  • Complete platform for managing discretionary and non-discretionary fee-based programs
  • Full scalability, complex model management and rebalancing with advanced compliance capabilities
  • Enhanced workflow automation
  • Tools to help demonstrate Best Execution

About the DoL Fiduciary Rule

On June 9th 2017 the Department of Labor (DoL) Fiduciary Rule took effect, requiring financial advisors to meet a legal and ethical fiduciary standard when recommending investment products for clients’ retirement accounts.  Read more from the DoL here.

With more than half of all US financial assets held in retirement accounts, this will touch most financial advisors, requiring those serving retirement investors to document their policies and procedures to ensure recommendations and compensation practices are compliant. Most impacted are expected to be advisors who work on commission, including brokers and insurance agents.

Furthermore, the DoL Rule is likely to fast-track several current trends underway, including the shift to passive investments, the move from brokerage to advisory programs, and wealth manager consolidation which will continue to put pressure on asset manager operational models.

At Linedata, we understand these challenges and we can help.

Linedata’s solutions help scale and automate your operations aligned with the DoL Fiduciary Rule so you can focus on servicing your clients and growing your business.

Linedata’s award-winning asset management platform offers flexible front to back office solutions that help solve the operational challenges of our global institutional, wealth and alternative clients in 50 countries.

Our experienced team can help wealth managers evaluate and take advantage of Linedata’s full range of modular capabilities to comply with and capitalize on the opportunities raised by the DoL Fiduciary Rule.

We offer a complete platform for managing discretionary and non-discretionary fee-based programs designed to create efficiencies and lower costs, including full scalability, centralized portfolio management, portfolio modeling and advanced compliance capabilities.